Schedule Demo

Products

    Investor Relations
    Strategic Advisory
    Compliance and Ethics
    Governance
    Market Communications
    All Products

IR & Market Transparency

  • IR.Manager

  • Shareholder Analysis

  • LiveEquity

ir-solution-2
IR.Manager

The Investor Relations CRM that powers smarter targeting

Shareholder Analysis
Shareholder Analysis

Gain deeper insight into your shareholder base

LiveEquity
LiveEquity

Make your IR website the source of truth for investors

Discover related certifications

Investor Relations Certification Programme
Capital Markets Compliance and Integrity Manager Certification Programme

Post Listing & ESG Advisory

  • Post Listing Advisory

  • ESG Advisory

Post Listing Advisory
Post Listing Advisory

Navigate the capital markets with expert, actionable insights

ESG Advisory
ESG Advisory

Fuel your ESG efforts with expert insights

Need a different solution?

Power your investor relations, governance, compliance and corporate communication—all from a single secure, professional-grade portal.

Explore the portal

Regulatory Compliance & Insider Management

  • InsiderLog

  • IntegrityLog

  • TradeLog

  • LEI Services

InsiderLog
InsiderLog

Simplify MAR insider list management

IntegrityLog
IntegrityLog

Secure, compliant whistleblowing software

TradeLog
TradeLog

Prevent market abuse with employee personal trade monitoring

LEI Services
LEI Services

LEI Services helps financial market participants meet regulatory requirements with confidence across borders

Discover related certifications

Investor Relations Certification Programme
Capital Markets Compliance Programme

Governance

  • Admincontrol Board Portal

  • Admincontrol Board Evaluation

  • Admincontrol Virtual Data Room

Frame 26086491
Admincontrol Board Portal

Good governance made easy and secure

Admincontrol Board Evaluation
Admincontrol Board Evaluation

Gain a clear view of your board’s effectiveness with structured evaluations

Admincontrol Data Room
Admincontrol Data Room

Drive M&A deals efficiently with a purpose-built platform

Governance for Public Sector

ibabs-banner

Market Communications

  • EngageStream

  • EuroStockNews

  • The Palazzo Mezzanotte

EngageStream
EngageStream

Deliver engaging investor relations and corporate events

EuroStockNews
EuroStockNews

Ensure timely market disclosures

The Palazzo Mezzanotte
The Palazzo Mezzanotte

Host world-class events in an iconic Milan venue

Need a different solution?

Power your investor relations, governance, compliance and corporate communication—all from a single secure, professional-grade portal.

Discover the portal

All Products

  • IR.Manager

  • Shareholder Analysis

  • LiveEquity

  • Post Listing Advisory

  • ESG Advisory

  • EuroStockNews

  • EngageStream

  • The Palazzo Mezzanotte

  • LEI Services

  • InsiderLog

  • IntegrityLog

  • TradeLog

  • Admincontrol Board Portal

  • Admincontrol Board Evaluation

  • Admincontrol Data Room

  • Academy

Discover the portal

Power your investor relations, governance, compliance and corporate communication—all from a single secure, professional-grade portal.

Discover the portal

Solutions

    Capital Markets
    Compliance and Governance
    Corporate Communications
    Learning

Capital Market Readiness & Successful Listing Journey

Turn investors into long-term partners
Strengthen Investor Relationships

Turn investors into long-term partners

Transform shareholder knowledge into strategic advantage
Transform shareholder knowledge into strategic advantage

Simplify shareholder management. Understand and track ownership changes with ease. Enhance transparency.

Real time share price
Showcase your share price in real-time

Engage investors with real time share prices & live stock feeds. Utilize an interactive share price dashboard to display accurate market data.

Navigate capital markets with insights
Post Listing Advisory

Leverage capital market insights and professional advisory services to navigate complex markets.

ESG Advisory
ESG Advisory

Improve investor trust, meet regulatory standards, and showcase your commitment to sustainability.

Planning & Executing the IR Program
Planning & Executing the IR Program

Strengthen your IR strategy with integrated tools that connect targeting, ownership analysis and strategic advice.

Preparing for an IPO
Preparing for an IPO

Lay the foundation for a successful market entry with a trusted suite designed to support compliance, transparency and stakeholder engagement at every stage of your IPO journey.

Investor Engagement & Targeting
Investor Engagement & Targeting

Reach the right investors and drive engagement with real-time data and insight-led outreach.

Post-IPO Market Positioning
Post-IPO Market Positioning

Stay visible and aligned with investor expectations as you mature on the public markets.

Preparing for a Capital Markets Day
Preparing for a Capital Markets Day

Deliver a compelling narrative at key investor events with data, targeting and messaging support.

Investor Transparency & ESG Storytelling
Investor Transparency & ESG Storytelling

Strengthen investor trust and communicate your ESG commitments with transparency-driven tools and advisory support that elevate corporate reputation and accountability.

Need a different solution?

Our comprehensive platform provides the essential tools for investor relations, compliance, and governance.

Contact us

Regulatory Compliance & Corporate Governance

Ensure MAR compliance & manage insider lists
Ensure MAR compliance & manage insider lists

Achieve MAR compliance with robust insider list management. Navigate EU Market Abuse Regulation requirements, reduce risks, & enhance corporate governance.

Monitor employee personal trading activity
Monitor employee personal trading activity

Enhance compliance with robust employee trade monitoring tools. Prevent insider trading, enforce trading policies, and maintain market integrity.

Establishing secure, online whistleblowing channels
Establishing secure, online whistleblowing channels

Ensure whistleblower protection with secure reporting channels. Utilize anonymous reporting tools, maintain confidentiality, and meet compliance standards.

Stay compliant with global LEI requirements
Stay compliant with global LEI requirements

Manage your LEI compliance efficiently with our LEI solutions. Conduct accurate LEI code lookups and meet international standards.

Run secure & efficient board meetings
Run secure & efficient board meetings

Optimise your board meetings with secure & efficient board meeting software.

Comprehensive MAR Compliance
Comprehensive MAR Compliance

Achieve full MAR compliance with a complete solution suite covering insider list management, employee personal trading processes and market disclosures.

Comprehensive Regulatory Compliance
Comprehensive Regulatory Compliance

Deliver full compliance coverage from your internal ethical culture to external regulatory obligations with an integrated compliance suite.

Governance & Ethical Oversight
Governance & Ethical Oversight

Support robust board governance and ethical conduct with integrated tools for secure collaboration, transparency and accountability.

Multi-Jurisdictional Regulatory Compliance
Multi-Jurisdictional Regulatory Compliance

Ensure compliance across borders with integrated solutions that meet regulatory demands in multiple jurisdictions.

Executive Leadership & Board Efficiency
Executive Leadership & Board Efficiency

Empower executive teams and board members with secure, collaborative tools that enhance governance, oversight and ethical leadership.

65_2
Accelerate M&A deals while protecting sensitive data

Everything you need to manage complex transactions with confidence.

Need a different solution?

Our comprehensive platform provides the essential tools for investor relations, compliance, and governance.

Contact us

Corporate Communications

Ensure fast & compliant market disclosures
Ensure fast & compliant market disclosures

Simplify regulatory disclosures, strengthen governance, and support a transparent disclosure strategy.

Communicate updates with engaging webinars and webcasts
Communicate updates with engaging webinars and webcasts

Protect your reputation and ensure regulatory alignment with secure, responsive solutions designed for times of heightened scrutiny.

Crisis Response & Reputation Protection
Crisis Response & Reputation Protection

Protect your brand with advanced reputation management and crisis response tools.

Leadership Communication
Leadership Communication

Enhance corporate messaging with trusted delivery, sustainability alignment and secure governance tools.

Communicating Financial Results & Key Disclosures
Communicating Financial Results & Key Disclosures

Deliver accurate, compliant and compelling financial communications across all digital channels, while reinforcing investor confidence.

Secure Board & Committee Communications
Secure Board & Committee Communications

Strengthen boardroom governance with secure digital tools for collaboration and compliance.

Need a different solution?

Our comprehensive platform provides the essential tools for investor relations, compliance, and governance.

Contact us

Learning & Upskilling in Capital Markets

Gain expertise in capital markets communications
Gain expertise in capital markets communications

Enhance decision-making, understand market trends, and drive strategic growth.

Gain essential compliance knowledge
Gain essential compliance knowledge

Advance your career with expert-led compliance courses & certification programs.

Professional Development & IR Expertise
Professional Development & IR Expertise

Strengthen internal IR capabilities and sustainability knowledge with expert-led learning and tailored support.

Bespoke in-person training
Bespoke in-person training

Build expertise with bespoke compliance training and governance courses.

Need a different solution?

Our comprehensive platform provides the essential tools for investor relations, compliance, and governance.

Contact us

Resources

    Academy
    Resource Centre
    Blogs & news
    Events
    Glossary

Academy

Class in training session
View all courses

Browse our IR, Compliance and Governance professional development courses and certifications

Woman discussing bespoke training course
Bespoke training

Develop the exact skills your team needs to succeed in capital markets

09.02_1
Our certification programmes

Stay ahead with widely recognised certifications

Man and woman in training session
IR Certification Programme

Build trust through expert IR communication

Training session in progress
Capital Markets Compliance & Integrity Manager Certification

Navigate today's complex regulatory environment with confidence

ESG strategy in action
ESG Coaching

Learn sustainability strategy from ESG experts

Group training session
MAR training

Dedicated training for compliance officers and employees of issuers

Official documents
Whistleblowing training

Help your employees understand their obligations and potential sanctions

Need a different solution?

Our comprehensive platform provides the essential tools for investor relations, compliance, and governance.

Contact us

Resource Centre

ESG Self-Assessment for Issuers

Answer a few short questions to assess the relevance of your sustainable reporting format, ensure you have the right audience, and compare your ESG disclosure policy with the expectations of investors and ratings agencies.

Take the survey

Blogs & news

Need a different solution?

Power your investor relations, governance, compliance and corporate communication—all from a single secure, professional-grade portal.

Explore the portal

Events

Need a different solution?

Our comprehensive platform provides the essential tools for investor relations, compliance, and governance.

Contact us

Glossary

Enrich your compliance vocabulary and gain a deeper understanding of regulatory compliance terminology.

See our products in action

Our comprehensive platform provides the essential tools for investor relations, compliance, and governance.

Schedule a demo
Schedule Demo

Content type

Guide to Managing Personal Account Dealings (PAD)

Key Insights for Investment Management Firms

What's inside this guide?

  • The guide provides a definition of Personal Account Dealing (PAD) and outlines the monitoring of employee personal trading
  • It describes the scope of the Markets in Financial Instruments Directive II (MiFID II)
  • It elaborates on the key the obligations of Investment Firms related to managing PAD and conflicts of interest
  • The guide discusses risks and challenges related to employee personal trading, and its monitoring

Download here

Fill out the form to get access

What else is discussed in this guide?

  • The 5 key compliance challenges related to employee personal trading
  • Penalities for non-compliance with MiFID II
  • Actions to stay compliant and avoid sanctions by the regulator
  • How companies can digitise their employee trade monitoring process
cta-banner-default-placeholder

Related Solutions

93f2223539b7e0705f83ee442ebef7fddae6948b-1

Label text

Content Item Title

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Etiam a maximus felis, id tristique lacus. Sed eu nisl sed dolor interdum lacinia id convallis metus. Vestibulum ut mauris sit amet nunc faucibus pellentesque.

Button
93f2223539b7e0705f83ee442ebef7fddae6948b-1

Label text

Content Item Title

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Etiam a maximus felis, id tristique lacus. Sed eu nisl sed dolor interdum lacinia id convallis metus. Vestibulum ut mauris sit amet nunc faucibus pellentesque.

Button

More articles

How and When to Use Permanent Insider Lists (Best Practices)
Market Abuse
How and When to Use Permanent Insider Lists (Best Practices)

When the Market Abuse Regulation (MAR) came into force, one of the key elements ...

19-05-25
46 min read
Managing Insider Lists as an Advisor: 5 Challenges and Solutions
Market Abuse
Managing Insider Lists as an Advisor: 5 Challenges and Solutions

The EU Market Abuse Regulation (Regulation (EU) No 596/2014), commonly referred ...

12-05-25
43 min read
The Ultimate Guide to MiFID II Compliance for Your Team
Capital Market Regulations
The Ultimate Guide to MiFID II Compliance for Your Team

The original Markets in Financial Instruments Directive (MiFID) came into force ...

08-05-25
66 min read

Lay the foundation for a successful listing

Whether you're planning your first investor roadshow or assessing your investor targeting, our integrated services help you set your campaign up for success. From IPO readiness assessment and shareholder analysis to ESG positioning and board preparedness, our integrated offering helps you approach the capital markets with clarity, confidence and control.

Button Text