Capital Markets Compliance & Integrity Manager Certification Programme

Overview

In today’s ever-changing environment, listed companies need to equip themselves with new standards of integrity to manage, mitigate, and prevent risk.

The Compliance Manager as well as the Integrity Manager operates in the common space between business ethics and risk management, focusing on the processes and behaviours of the individuals (in relation to capital markets, government bodies, and within the company itself)  aimed at preventing and reducing risks (legal, financial, reputational) arising from the violation of laws and regulations (national and international), company standards and social norms.

Who should enroll in this programme

This training programme is addressed to following positions from listed companies, banks and investment firms:

Benefits of participating

The Academy brand-new certification programme aims to:

• Compliance Excellence - Equip participants with the essential mindset required to navigate through an unlimited number of laws, rules, and regulations using a comprehensive, multidisciplinary approach.

• Regulatory Insights - Thoroughly examine the regulatory framework governing listed companies to enhance participants' comprehension and expertise.

• GRC Integration - Empower participants with the knowledge and tools necessary to develop and execute an efficient compliance programme in alignment with an integrated Governance, Risk, and Compliance (GRC) approach.

Compliance and Integrity Certificate

Course Logistics and Structure

Faculty

Alumni testimonial

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