Preparing for an IPO
Equip your team with shareholder insights, regulatory oversight, and communication tools to build credibility pre-IPO.
6 products included
Products
The Investor Relations CRM that powers smarter targeting
Gain deeper insight into your shareholder base
Make your IR website the source of truth for investors
Navigate the capital markets with expert, actionable insights
Fuel your ESG efforts with expert insights
Power your investor relations, governance, compliance and corporate communication—all from a single secure, professional-grade portal.
Simplify MAR insider list management
Secure, compliant whistleblowing software
Prevent market abuse with employee personal trade monitoring
LEI Services helps financial market participants meet regulatory requirements with confidence across borders
Good governance made easy and secure
Gain a clear view of your board’s effectiveness with structured evaluations
Drive M&A deals efficiently with a purpose-built platform
Deliver engaging investor relations and corporate events
Ensure timely market disclosures
Host world-class events in an iconic Milan venue
Power your investor relations, governance, compliance and corporate communication—all from a single secure, professional-grade portal.
Power your investor relations, governance, compliance and corporate communication—all from a single secure, professional-grade portal.
Solutions
Capital Market Readiness & Successful Listing Journey
Turn investors into long-term partners
Simplify shareholder management. Understand and track ownership changes with ease. Enhance transparency.
Engage investors with real time share prices & live stock feeds. Utilize an interactive share price dashboard to display accurate market data.
Leverage capital market insights and professional advisory services to navigate complex markets.
Improve investor trust, meet regulatory standards, and showcase your commitment to sustainability.
Strengthen your IR strategy with integrated tools that connect targeting, ownership analysis and strategic advice.
Lay the foundation for a successful market entry with a trusted suite designed to support compliance, transparency and stakeholder engagement at every stage of your IPO journey.
Reach the right investors and drive engagement with real-time data and insight-led outreach.
Stay visible and aligned with investor expectations as you mature on the public markets.
Deliver a compelling narrative at key investor events with data, targeting and messaging support.
Strengthen investor trust and communicate your ESG commitments with transparency-driven tools and advisory support that elevate corporate reputation and accountability.
Our comprehensive platform provides the essential tools for investor relations, compliance, and governance.
Regulatory Compliance & Corporate Governance
Achieve MAR compliance with robust insider list management. Navigate EU Market Abuse Regulation requirements, reduce risks, & enhance corporate governance.
Enhance compliance with robust employee trade monitoring tools. Prevent insider trading, enforce trading policies, and maintain market integrity.
Ensure whistleblower protection with secure reporting channels. Utilize anonymous reporting tools, maintain confidentiality, and meet compliance standards.
Manage your LEI compliance efficiently with our LEI solutions. Conduct accurate LEI code lookups and meet international standards.
Optimise your board meetings with secure & efficient board meeting software.
Achieve full MAR compliance with a complete solution suite covering insider list management, employee personal trading processes and market disclosures.
Deliver full compliance coverage from your internal ethical culture to external regulatory obligations with an integrated compliance suite.
Support robust board governance and ethical conduct with integrated tools for secure collaboration, transparency and accountability.
Ensure compliance across borders with integrated solutions that meet regulatory demands in multiple jurisdictions.
Empower executive teams and board members with secure, collaborative tools that enhance governance, oversight and ethical leadership.
Everything you need to manage complex transactions with confidence.
Our comprehensive platform provides the essential tools for investor relations, compliance, and governance.
Corporate Communications
Simplify regulatory disclosures, strengthen governance, and support a transparent disclosure strategy.
Protect your reputation and ensure regulatory alignment with secure, responsive solutions designed for times of heightened scrutiny.
Protect your brand with advanced reputation management and crisis response tools.
Enhance corporate messaging with trusted delivery, sustainability alignment and secure governance tools.
Deliver accurate, compliant and compelling financial communications across all digital channels, while reinforcing investor confidence.
Strengthen boardroom governance with secure digital tools for collaboration and compliance.
Our comprehensive platform provides the essential tools for investor relations, compliance, and governance.
Learning & Upskilling in Capital Markets
Enhance decision-making, understand market trends, and drive strategic growth.
Advance your career with expert-led compliance courses & certification programs.
Strengthen internal IR capabilities and sustainability knowledge with expert-led learning and tailored support.
Build expertise with bespoke compliance training and governance courses.
Our comprehensive platform provides the essential tools for investor relations, compliance, and governance.
Resources
Academy
Browse our IR, Compliance and Governance professional development courses and certifications
Develop the exact skills your team needs to succeed in capital markets
Stay ahead with widely recognised certifications
Build trust through expert IR communication
Navigate today's complex regulatory environment with confidence
Learn sustainability strategy from ESG experts
Dedicated training for compliance officers and employees of issuers
Help your employees understand their obligations and potential sanctions
Our comprehensive platform provides the essential tools for investor relations, compliance, and governance.
Resource Centre
Answer a few short questions to assess the relevance of your sustainable reporting format, ensure you have the right audience, and compare your ESG disclosure policy with the expectations of investors and ratings agencies.
Blogs & news
Power your investor relations, governance, compliance and corporate communication—all from a single secure, professional-grade portal.
Events
Our comprehensive platform provides the essential tools for investor relations, compliance, and governance.
Glossary
Enrich your compliance vocabulary and gain a deeper understanding of regulatory compliance terminology.
Our comprehensive platform provides the essential tools for investor relations, compliance, and governance.
A secure, cloud-based solution for listed companies and advisors to prevent prohibited employee personal trades.
Developed by compliance experts and trusted by leading issuers and advisors
A digitised process for managing employee personal trading, featuring automated surveillance and violation notifications.
Reduce time spent on preliminary trade clearance among employees with a highly automated system.
TradeLog's digital automation helps employees understand which personal trades are acceptable in order to make MAR and MiFID II compliance simple.
TradeLog helps you move away from time-consuming manual processes, spreadsheet record-keeping and email communication with a unified digital platform. Reduce errors and create a single source of truth for personal account dealing compliance.
Define permitted securities, holding periods and closed periods for different employee groups, automatically rejecting unsuitable trades to ensure consistent application of internal policies.
TradeLog triggers real-time alerts when employees attempt to act outside of approved guidelines.
Every action is logged with a timestamp, creating a full audit history to support internal reviews and regulatory inspections.
Implement personal trade monitoring in territories where a connection to the CSD is available and receive real-time violation alerts.
Advisory firms are themselves subject to MAR and MiFID II, requiring internal oversight of employee trading and potential conflicts of interest. TradeLog helps you enforce personal account dealing policies that vary by client engagement, so your teams stay compliant at all times.
Define tailored trade restrictions for employees working with particular clients, ensuring personal account dealing rules reflect each client’s regulatory needs.
Use dashboard views to manage pending requests, follow up on missing actions and review outstanding consents in real time.
Capture and assess declarations of external roles and financial interests in order to identify CoI risks across teams and clients.
All employee data is processed and stored in accordance with GDPR, within a secure, access-controlled environment.
Extend the functionality of TradeLog to cover conflicts of interest with a comprehensive overview of your employees’ external business activities.
Digital trade requests
Employees submit personal trade requests through a secure online form, replacing manual paperwork with a user-friendly, guided digital process.
Custom trading rules
Set and enforce tailored rules for different employee groups, including blackout periods, ISIN restrictions, and minimum holding periods.
Automated rule checks
Each trade request is automatically reviewed against your predefined compliance parameters, ensuring consistency and reducing the risk of human error.
Real-time alerts
TradeLog instantly flags non-compliant trade requests and notifies compliance teams, preventing violations and reducing the need for manual intervention.
Employee self-service portal
Employees can access their profiles to check trade status, review company policies and manage disclosures without involving compliance teams directly.
Close connection declarations
Staff can declare and update information about close personal connections directly within the platform, keeping records complete and compliant.
Trade surveillance (where available)
In supported jurisdictions, TradeLog connects to the CSD to track completed trades and raise alerts when activity contradicts internal approval records.
Complete audit trail
Every user action is logged with a timestamp, creating a reliable and regulator-ready audit trail for internal tracking and external reporting.
Exportable reports
Generate structured reports on trading activity and policy compliance to support internal audits, regulatory filings and decision-making.
“All our employees are required to register their securities holdings when they start working for us. Our previous solution required a great deal of manual work. Tradelog makes it easier for our Compliance team to get an overview of the holdings of a single employee or group of employees. The system was well-received amongst employees, primarily because employees feel the new system is simpler and more user-friendly than our previous one.”
DNB Markets
Equip your team with shareholder insights, regulatory oversight, and communication tools to build credibility pre-IPO.
6 products included
Ensure your organisation meets market obligations with automated compliance tools and secure news publication services.
3 products included
Mitigate regulatory risk with integrated solutions that support insider list management, whistleblowing, employee trading oversight and legal entity identification.
4 products included
IR.Manager enables investor relations teams to organise meetings, track communications and target outreach around earnings events.
EngageStream enables you to present earnings, half-year results and key disclosures through a secure, branded event platform with interactive features.
TradeLog simplifies monitoring and pre-clearance of employee trades to ensure compliance with MAR and MiFID II.
InsiderLog helps ensure compliance with Market Abuse Regulation (MAR) by automating insider list creation and management.
Understand your current and potential investors with data-driven Shareholder Analysis. Use these insights to support targeting and roadshow planning.
Post-Listing Advisory supports newly listed and mature companies with strategic IR planning, market intelligence and investor targeting services to build long-term capital markets success.
InsiderLog helps ensure compliance with Market Abuse Regulation (MAR) by automating insider list creation and management.
TradeLog simplifies monitoring and pre-clearance of employee trades to ensure compliance with MAR and MiFID II.
EuroStockNews provides 24/7 access to regulatory news distribution across major markets including Dublin and Oslo.
IntegrityLog offers a GDPR-compliant platform for anonymous whistleblowing, enabling boards and committees to proactively manage risk and regulatory obligations.
InsiderLog helps ensure compliance with Market Abuse Regulation (MAR) by automating insider list creation and management.
TradeLog simplifies monitoring and pre-clearance of employee trades to ensure compliance with MAR and MiFID II.
GLEIF-accredited LEI Services enable legal entities to meet international compliance requirements with ease across 90+ juridictions.
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You can select more than one product or service to try together with TradeLog.
Select the products you are interested in.
Personal account dealing (PAD) monitoring systems are not explicitly mandatory under MiFID II, but firms are required to have controls in place to monitor employees’ personal transactions and prevent conflicts of interest or market abuse as well as to carry out pre-clearance on employee personal trades. While firms can choose how to implement these controls, they must ensure compliance with regulatory requirements through effective monitoring and record-keeping.
There is the potential for the company to become subject to substantial financial penalties for failing to prevent personal account dealings where an employee benefits from insider knowledge or where they comprise a conflict of interest. This can, in turn, lead to reputational damage for the company and a loss of trust with clients.
It is important to distinguish between such information that is secret and information that can be considered as price-sensitive information. Information is likely to have a significant effect on the prices if a “reasonable investor” would be likely to use it as part of the basis of their investment decisions.
Unfortunately, there are no official limits or benchmarks saying that the share price must be expected to increase by X% or that the order must be of Y% of the turnover. Rather, what constitutes inside information must be evaluated on a case-by-case basis.
In evaluating what may constitute inside information, the following factors may be considered: (i) the expected extent or importance of the decision, fact or circumstance compared to the company’s activities as a whole; (ii) the relevance of the information as regards the main determinants of the price of the company’s financial instruments; or (iii) all other market variables that may affect the price of the financial instruments.
By running employee personal trades through a pre-clearance system, you can minimise compliance risks such as insider trading. Enter into TradeLog parameters that relate to the regulatory requirements and your own company trading policies so that it will prevent employees from requesting restricted trades. TradeLog helps you optimise your process to allow personal trades to take place in good time and without tying your compliance function up with manual investigation work. This automated pre-trade clearance system helps you reduce the administrative burden while securing your compliance with all relevant legislation.
Managers, employees and tied agents of investment firms, as well as their family members, close friends and anyone else connected to them (if there is a chance that the personal trade would benefit the employee), should also use the system.
MiFID II (Markets in Financial Instruments Directive II) is a legislative framework instituted by the EU to regulate financial markets. It’s focused on transparency and investor protection. MiFID II requires firms to have robust systems in place to detect and report potential market abuse. A personal trading compliance system like TradeLog can streamline this process, maintain accurate records and provide the necessary audit trail for compliance.
Systems that automate personal account dealing compliance like TradeLog keep a comprehensive record of all employee personal trades, both approved and declined. This allows compliance teams to generate standard and custom reports with ease, ensuring that all trade activities are transparent and traceable.